Lee, Wilson Wai Hong 李維航
证监会中央编号:AEF114
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就证券提供意见 | 2020-11-20 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2016-10-11 | - |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供资产管理 | 2012-06-01 | - |
| Rep | 证券交易 | 2012-06-01 | - | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2012-06-01 | 2016-10-10 |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2009-03-02 | 2010-06-30 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2009-03-02 | 2010-06-30 |
| Rep | 证券交易 | 2009-03-02 | 2010-06-30 | |
| CHARLES SCHWAB, HONG KONG, LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-02-17 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-02-17 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-02-17 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-02-17 | |
| Rep | 证券交易 | 2003-04-01 | 2004-02-17 |