| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就证券提供意见 | 2008-04-29 | 2008-11-07 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 证券交易 | 2005-10-13 | 2008-11-07 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2005-07-08 | 2008-11-07 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2005-07-08 | 2008-11-07 |
| SG SECURITIES (HK) LIMITED | RO | 证券交易 | 2003-11-27 | 2005-06-30 |
| Rep | 就证券提供意见 | - | 2003-09-09 | |
| Rep | 提供资产管理 | - | 2003-09-09 | |
| Rep | 提供自动化交易服务 | - | 2003-09-09 | |
| Rep | 证券交易 | - | 2003-11-27 | |
| Rep | 就机构融资提供意见 | - | 2004-11-19 |