| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2010-11-04 | 2011-06-01 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2010-11-04 | 2011-06-01 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2003-10-28 | 2010-10-30 |
| Rep | 就机构融资提供意见 | - | 2003-10-13 | |
| Rep | 提供资产管理 | - | 2003-10-13 | |
| Rep | 就证券提供意见 | - | 2003-10-20 | |
| Rep | 证券交易 | - | 2010-10-30 | |
| DBS VICKERS FUTURES (HONG KONG) LIMITED DBS | Rep | 就期货合约提供意见 | - | 2003-10-20 |
| Rep | 提供资产管理 | - | 2003-10-20 | |
| Rep | 期货合约交易 | - | 2003-12-10 |