| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CVP Securities Limited | RO | 证券交易 | 2022-11-10 | 2023-12-28 |
| Rep | 证券交易 | 2022-11-07 | 2022-11-10 | |
| ASA SECURITIES LIMITED | Rep | 期货合约交易 | 2022-04-19 | 2022-09-23 |
| Rep | 证券交易 | 2022-04-19 | 2022-09-23 | |
| Black Marble Securities Limited | RO | 证券交易 | 2021-05-12 | 2022-03-31 |
| Hao Tian International Securities Limited | RO | 证券交易 | 2019-07-12 | 2021-03-31 |
| Hao Tian International Futures Limited | Rep | 期货合约交易 | 2018-06-25 | 2021-03-31 |
| Hao Tian International Securities Limited | Rep | 就机构融资提供意见 | - | 2004-02-02 |
| Rep | 就证券提供意见 | - | 2004-02-02 | |
| Rep | 提供资产管理 | - | 2004-02-02 | |
| Rep | 证券交易 | - | 2019-07-12 |