| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CSC FUTURES (HK) LIMITED | Rep | 期货合约交易 | 2007-01-24 | 2010-03-31 |
| CSC SECURITIES (HK) LIMITED | Rep | 证券交易 | 2007-01-24 | 2010-03-31 |
| OKACHI (HONG KONG) COMPANY LIMITED | Rep | 就期货合约提供意见 | - | 2005-02-07 |
| Rep | 提供资产管理 | - | 2005-02-07 | |
| Rep | 期货合约交易 | - | 2007-01-08 | |
| OKACHI INVESTMENTS (HK) COMPANY LIMITED | Rep | 就机构融资提供意见 | - | 2004-09-17 |
| Rep | 就证券提供意见 | - | 2004-09-17 | |
| Rep | 提供资产管理 | - | 2004-09-17 | |
| Rep | 证券交易 | - | 2007-01-08 |