| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LOMBARD ODIER (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2004-05-27 | 2005-12-31 |
| Rep | 提供资产管理 | 2004-05-27 | 2005-12-31 | |
| Rep | 证券交易 | 2004-05-27 | 2005-12-31 | |
| FT Securities Limited | Rep | 就机构融资提供意见 | - | 2004-05-15 |
| Rep | 就证券提供意见 | - | 2004-05-15 | |
| Rep | 提供资产管理 | - | 2004-05-15 | |
| Rep | 证券交易 | - | 2004-05-19 | |
| JEFFERIES BACHE (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | - | 2004-05-15 |
| Rep | 提供资产管理 | - | 2004-05-15 | |
| Rep | 期货合约交易 | - | 2004-05-19 |