| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| EASTSPRING INVESTMENTS (HONG KONG) LIMITED (TRADING AS EASTSPRING INVESTMENTS) | RO | 就证券提供意见 | 2024-12-18 | - |
| RO | 证券交易 | 2024-12-18 | - | |
| Rep | 就证券提供意见 | 2024-07-25 | 2024-12-18 | |
| Rep | 证券交易 | 2024-07-25 | 2024-12-18 | |
| Pulse Wealth Limited | RO | 就证券提供意见 | 2022-08-17 | 2023-12-08 |
| RO | 证券交易 | 2022-08-17 | 2023-12-08 | |
| Manulife Investment Management (Hong Kong) Limited | RO | 证券交易 | 2013-12-20 | 2019-09-06 |
| UNI-ALPHA FUTURES LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2003-04-12 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-04-12 | |
| Rep | 期货合约交易 | 2003-04-01 | 2003-04-12 | |
| UNI-ALPHA SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-04-12 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-04-12 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-04-12 | |
| Rep | 证券交易 | 2003-04-01 | 2003-04-12 |
已采集记录中暂无金管局登记。