| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2007-04-10 | 2007-06-29 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2003-06-02 | 2003-08-22 |
| Rep | 证券交易 | 2003-06-02 | 2007-06-29 | |
| HSBC SECURITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | - | 2003-04-02 |
| Rep | 就证券提供意见 | - | 2003-04-02 | |
| Rep | 提供资产管理 | - | 2003-04-02 | |
| Rep | 证券交易 | - | 2003-04-02 |