| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC CLSA Capital Partners HK Limited | Rep | 证券交易 | 2025-08-27 | - |
| CLSA LIMITED | Rep | 证券交易 | 2017-10-11 | 2025-11-27 |
| CITIC CLSA Capital Partners HK Limited | Rep | 就证券提供意见 | 2017-05-05 | - |
| Rep | 提供资产管理 | 2017-05-05 | - | |
| Carlyle Global Credit (Asia) Limited | RO | 提供资产管理 | 2015-04-02 | 2016-11-01 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2003-04-01 | 2003-08-22 |
| Rep | 证券交易 | 2003-04-01 | 2004-06-17 |