| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2008-08-21 | 2010-08-11 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2008-08-21 | 2010-08-11 |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2008-06-10 | 2008-07-22 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2008-06-10 | 2008-07-22 |
| Rep | 证券交易 | 2008-06-10 | 2008-07-22 |