| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KEEFE, BRUYETTE & WOODS ASIA LIMITED | Rep | 就机构融资提供意见 | 2010-03-03 | 2011-05-19 |
| Rep | 证券交易 | 2010-03-03 | 2011-05-19 | |
| FOX-PITT, KELTON (ASIA) LIMITED | Rep | 证券交易 | 2004-10-15 | 2009-10-16 |
| Rep | 就证券提供意见 | - | 2003-08-07 | |
| Rep | 提供资产管理 | - | 2003-08-07 | |
| Rep | 证券交易 | - | 2003-08-07 | |
| Rep | 就机构融资提供意见 | - | 2009-10-16 |