| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Amundi Hong Kong Limited | Rep | 就证券提供意见 | 2010-03-15 | 2011-09-05 |
| Rep | 提供资产管理 | 2010-03-15 | 2011-09-05 | |
| Rep | 证券交易 | 2010-03-15 | 2011-09-05 | |
| SG ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 证券交易 | 2007-09-27 | 2011-02-17 |
| Rep | 就证券提供意见 | 2007-08-01 | 2011-02-17 | |
| Rep | 提供资产管理 | 2007-08-01 | 2011-02-17 | |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2004-04-21 | 2007-06-28 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2004-01-30 | 2007-06-28 |