| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 就证券提供意见 | 2016-06-17 | 2022-03-16 |
| RO | 期货合约交易 | 2016-06-17 | 2022-03-16 | |
| RO | 证券交易 | 2016-06-17 | 2022-03-16 | |
| Rep | 就证券提供意见 | 2016-02-25 | 2016-06-17 | |
| Rep | 期货合约交易 | 2016-02-25 | 2016-06-17 | |
| Rep | 证券交易 | 2016-02-25 | 2016-06-17 | |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | 就机构融资提供意见 | - | 2004-04-02 |
| Rep | 就证券提供意见 | - | 2004-09-20 | |
| Rep | 提供资产管理 | - | 2004-09-20 | |
| JPMorgan Funds (Asia) Limited | Rep | 就机构融资提供意见 | - | 2004-04-02 |
| Rep | 就证券提供意见 | - | 2004-04-02 | |
| Rep | 提供资产管理 | - | 2004-04-02 | |
| Rep | 证券交易 | - | 2004-09-20 |