| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就机构融资提供意见 | 2011-03-15 | 2011-06-07 |
| Rep | 就证券提供意见 | 2011-03-15 | 2011-06-07 | |
| Rep | 证券交易 | 2011-03-15 | 2011-06-07 | |
| RBS Asia Corporate Finance Limited | Rep | 就机构融资提供意见 | 2007-10-02 | 2010-09-11 |
| Rep | 证券交易 | 2007-10-02 | 2010-09-11 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 证券交易 | 2004-11-18 | 2006-09-09 |
| Rep | 就证券提供意见 | - | 2004-11-16 | |
| Rep | 提供资产管理 | - | 2004-11-16 | |
| Rep | 就机构融资提供意见 | - | 2006-09-09 |