| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 就证券提供意见 | 2008-05-15 | 2008-10-10 |
| Rep | 期货合约交易 | 2008-05-15 | 2008-10-10 | |
| Rep | 证券交易 | 2008-05-15 | 2008-10-10 | |
| RO | 证券交易 | - | 2004-05-24 | |
| DAIWA SECURITIES SMBC (ASIA) LIMITED | RO | 证券交易 | - | 2004-05-24 |
| DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED | Rep | 就期货合约提供意见 | - | 2004-05-24 |
| Rep | 提供资产管理 | - | 2004-05-24 | |
| Rep | 期货合约交易 | - | 2004-05-24 |