| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GETTA SECURITIES LIMITED | Rep | 就证券提供意见 | 2008-06-18 | 2011-08-19 |
| Rep | 证券交易 | 2007-06-07 | 2011-08-19 | |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 证券交易 | 2004-10-04 | 2007-05-26 |
| GREAT BAY SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2003-07-30 |
| Rep | 就证券提供意见 | - | 2003-07-30 | |
| Rep | 提供资产管理 | - | 2003-07-30 | |
| Rep | 证券交易 | - | 2004-08-10 |