| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 期货合约交易 | 2013-06-17 | 2015-12-05 |
| Rep | 证券交易 | 2011-12-09 | 2015-12-05 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2011-12-09 | 2013-08-31 |
| Rep | 证券交易 | 2011-12-09 | 2013-08-31 | |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2006-06-05 | 2006-08-01 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | - | 2003-10-23 |
| Rep | 就证券提供意见 | - | 2003-10-23 | |
| Rep | 提供资产管理 | - | 2003-10-23 | |
| Rep | 证券交易 | - | 2003-10-23 |