| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Olympus Partners Asia Limited (b2018-03-15) | Rep | 就证券提供意见 | 2019-10-15 | 2023-09-30 |
| Rep | 证券交易 | 2019-10-15 | 2023-09-30 | |
| NATIXIS ASIA LIMITED | Rep | 就证券提供意见 | 2013-12-27 | 2019-05-14 |
| Rep | 期货合约交易 | 2013-12-27 | 2019-05-14 | |
| Rep | 证券交易 | 2013-12-27 | 2019-05-14 | |
| ORION INVESTMENT MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2009-11-17 | 2011-02-25 |
| Rep | 证券交易 | 2009-11-17 | 2011-02-25 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2009-03-30 | 2009-03-31 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-03-30 | 2009-03-31 |