| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SG SECURITIES (HK) LIMITED | Rep | 期货合约交易 | 2009-01-19 | 2010-07-01 |
| Rep | 提供自动化交易服务 | 2006-03-15 | 2007-09-30 | |
| Rep | 期货合约交易 | 2006-03-15 | 2007-09-30 | |
| Rep | 证券交易 | 2006-03-15 | 2010-07-01 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期货合约交易 | 2005-11-29 | 2006-01-14 |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | - | 2004-02-11 |
| Rep | 就证券提供意见 | - | 2004-02-11 | |
| Rep | 提供自动化交易服务 | - | 2006-01-14 | |
| Rep | 证券交易 | - | 2006-01-14 |