| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MACQUARIE CAPITAL LIMITED | Rep | 就证券提供意见 | 2009-11-11 | 2011-05-10 |
| FOX-PITT, KELTON (ASIA) LIMITED | Rep | 就证券提供意见 | 2009-02-24 | 2009-10-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2007-09-14 | 2009-02-21 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-09-14 | 2009-02-21 |