| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| YICKO SECURITIES LIMITED | Rep | 证券交易 | 2005-06-03 | 2005-11-08 |
| VICTORY SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2004-10-12 | 2005-06-03 |
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2004-05-06 | 2004-10-11 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就机构融资提供意见 | - | 2004-05-04 |
| Rep | 就证券提供意见 | - | 2004-05-04 | |
| Rep | 提供资产管理 | - | 2004-05-04 | |
| Rep | 提供自动化交易服务 | - | 2004-05-04 | |
| Rep | 证券交易 | - | 2004-10-11 |