| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FIDELITY MANAGEMENT & RESEARCH (HONG KONG) LIMITED (TRADING AS FIDELITY INVESTMENTS) | Rep | 就期货合约提供意见 | 2013-03-11 | 2013-07-13 |
| Rep | 就证券提供意见 | 2013-03-11 | 2013-07-13 | |
| Rep | 提供资产管理 | 2013-03-11 | 2013-07-13 | |
| THADDEUS CAPITAL MANAGEMENT (HK) LIMITED | Rep | 提供资产管理 | 2008-04-07 | 2012-01-31 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期货合约交易 | 2006-06-08 | 2008-02-01 |
| Rep | 证券交易 | 2006-06-08 | 2008-02-01 | |
| Rep | 就机构融资提供意见 | - | 2003-08-13 | |
| Rep | 提供资产管理 | - | 2003-08-13 | |
| Rep | 就证券提供意见 | - | 2008-02-01 |