| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CS Wealth Asset Management Limited | RO | 就证券提供意见 | 2017-05-12 | 2025-01-09 |
| RO | 提供资产管理 | 2017-05-12 | 2025-01-09 | |
| ASSOCIATED ADVISERS LIMITED | RO | 就证券提供意见 | 2004-10-08 | 2016-10-01 |
| RO | 提供资产管理 | 2004-10-08 | 2016-10-01 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2004-02-26 | 2004-09-21 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2003-12-29 | 2004-09-21 |
| Zhonghao International Futures Co., Limited | Rep | 期货合约交易 | 2003-09-01 | 2003-12-16 |
| AIM Y.K. HUI INVESTMENT CONSULTANTS LIMITED | Rep | 就期货合约提供意见 | - | 2003-12-16 |
| RO | 就证券提供意见 | - | 2003-12-16 | |
| Rep | 提供资产管理 | - | 2003-12-16 |