| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 就证券提供意见 | 2021-03-15 | - |
| Rep | 证券交易 | 2021-03-15 | - | |
| Qiao Group Limited | RO | 就证券提供意见 | 2011-02-15 | 2011-08-15 |
| RO | 提供资产管理 | 2011-02-15 | 2011-08-15 | |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-08-20 | 2010-11-19 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-02-25 | 2010-08-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2007-06-01 | 2010-11-19 |