| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就机构融资提供意见 | 2013-10-30 | 2019-05-18 |
| Rep | 证券交易 | 2013-10-30 | 2019-05-18 | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就机构融资提供意见 | 2012-01-13 | 2013-07-19 |
| Rep | 就证券提供意见 | 2012-01-13 | 2013-07-19 | |
| Rep | 证券交易 | 2012-01-13 | 2013-07-19 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2006-05-02 | 2006-05-02 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2006-05-02 | 2006-05-02 |
| RBS Asia Corporate Finance Limited | Rep | 就机构融资提供意见 | 2005-07-29 | 2005-10-19 |
| Rep | 证券交易 | 2005-07-29 | 2005-10-19 |