Personnel Hong Kong SFC License Details (ID 105484)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Easy Trading Online Limited	RO	期货合约交易	2025-08-07	-
Hong Kong ChengShan Asset Management Limited	RO	就证券提供意见	2025-02-17	-
	RO	提供资产管理	2025-02-17	-
Going Securities Limited	RO	就证券提供意见	2023-06-13	2024-10-15
	RO	提供资产管理	2023-06-13	2024-10-15
	RO	证券交易	2022-06-30	2024-10-15
	RO	就期货合约提供意见	2020-12-30	2024-10-15
	RO	期货合约交易	2020-12-30	2024-10-15
Golden Hen Securities and Futures Limited	Rep	期货合约交易	2019-07-30	2019-08-26
	Rep	证券交易	2019-07-30	2019-08-26
Eagle Trader Asset Management Limited	RO	提供资产管理	2017-07-18	2020-09-01
Golden Hen Securities and Futures Limited	RO	期货合约交易	2017-06-27	2019-07-30
	RO	证券交易	2017-06-27	2019-07-30
	Rep	期货合约交易	2017-05-05	2017-06-27
	Rep	证券交易	2017-05-05	2017-06-27
FOUNDER FUTURES (HONG KONG) LIMITED	RO	期货合约交易	2016-06-15	2017-04-13
FOUNDER SECURITIES (HONG KONG) LIMITED	RO	证券交易	2014-12-19	2017-04-13
SINOPAC SECURITIES (ASIA) LIMITED	Rep	就证券提供意见	2014-08-18	2014-09-24
	Rep	证券交易	2014-08-18	2014-09-24
SINOPAC ASSET MANAGEMENT (ASIA) LIMITED	Rep	就证券提供意见	2014-03-25	2014-09-24
	Rep	证券交易	2014-03-25	2014-09-24
KGI ASIA LIMITED	Rep	证券交易	2014-01-02	2014-02-28
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2014-01-02	2014-02-28
UNITED WORLD ONLINE LIMITED	RO	就证券提供意见	2010-09-24	2013-11-16
	RO	期货合约交易	2010-09-24	2013-11-16
	RO	证券交易	2010-09-24	2013-11-16
	Rep	期货合约交易	2005-08-22	2010-09-24
	Rep	证券交易	2005-07-07	2010-09-24
PHILLIP COMMODITIES (HK) LIMITED	Rep	提供自动化交易服务	2003-04-01	2003-08-15
	Rep	提供资产管理	2003-04-01	2003-12-09
	Rep	就期货合约提供意见	2003-04-01	2005-03-29
	Rep	期货合约交易	2003-04-01	2005-06-14
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	就机构融资提供意见	2003-04-01	2005-03-29
	Rep	就证券提供意见	2003-04-01	2005-03-29
	Rep	提供资产管理	2003-04-01	2005-03-29
	Rep	证券交易	2003-04-01	2005-06-14

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