| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited | Rep | 就证券提供意见 | 2013-05-16 | 2015-05-23 |
| Rep | 证券交易 | 2013-05-16 | 2015-05-23 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2012-06-21 | 2013-02-08 |
| Rep | 期货合约交易 | 2012-06-21 | 2013-02-08 | |
| Rep | 就证券提供意见 | 2008-08-28 | 2011-04-06 | |
| Rep | 证券交易 | 2008-08-28 | 2011-04-06 |