| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 证券交易 | 2018-06-05 | 2018-09-24 |
| Anli Securities Limited | Rep | 证券交易 | 2005-12-08 | 2007-04-29 |
| Tung Shing Securities (Brokers) Limited | Rep | 证券交易 | 2003-07-04 | 2005-07-04 |
| Anli Securities Limited | Rep | 就机构融资提供意见 | - | 2003-04-30 |
| Rep | 就证券提供意见 | - | 2003-04-30 | |
| Rep | 提供资产管理 | - | 2003-04-30 | |
| Rep | 证券交易 | - | 2003-04-30 |