| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCOM International (Asia) Limited | RO | 就机构融资提供意见 | 2026-04-22 | - |
| BOCOM International Securities Limited | RO | 就证券提供意见 | 2026-04-22 | - |
| RO | 证券交易 | 2026-04-22 | - | |
| BOCOM International (Asia) Limited | Rep | 就机构融资提供意见 | 2026-01-07 | 2026-04-22 |
| BOCOM International Securities Limited | Rep | 就证券提供意见 | 2025-12-19 | 2026-04-22 |
| Rep | 证券交易 | 2025-12-19 | 2026-04-22 | |
| SHANGGU ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就证券提供意见 | 2025-10-09 | 2025-11-18 |
| Rep | 证券交易 | 2025-10-09 | 2025-11-18 | |
| CINDA INTERNATIONAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2018-02-26 | 2025-04-28 |
| RO | 证券交易 | 2018-02-26 | 2025-04-28 | |
| Rep | 证券交易 | 2017-10-26 | 2018-02-26 | |
| Rep | 就机构融资提供意见 | 2017-09-01 | 2018-02-26 | |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2017-05-18 | 2017-10-26 |
已采集记录中暂无金管局登记。