| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Constellar Capital Partners Hong Kong Limited | Rep | 证券交易 | 2023-05-24 | - |
| ALLY BRIDGE GROUP (HK) LIMITED | RO | 就证券提供意见 | 2021-01-04 | 2021-07-31 |
| RO | 证券交易 | 2021-01-04 | 2021-07-31 | |
| RO | 提供资产管理 | 2020-11-05 | 2021-07-31 | |
| Rep | 提供资产管理 | 2020-09-08 | 2020-11-05 | |
| LQ Pacific Partners Limited | RO | 就证券提供意见 | 2019-01-31 | 2020-02-29 |
| RO | 提供资产管理 | 2019-01-31 | 2020-02-29 | |
| RO | 证券交易 | 2019-01-31 | 2020-02-29 | |
| Lighthorse Asset Management (HK) Limited | RO | 就证券提供意见 | 2018-03-26 | 2018-09-30 |
| RO | 提供资产管理 | 2018-03-26 | 2018-09-30 | |
| Rep | 就证券提供意见 | 2016-11-17 | 2018-03-26 | |
| Rep | 提供资产管理 | 2016-11-17 | 2018-03-26 | |
| Fountainhead Partners Company Limited | Rep | 就证券提供意见 | 2016-04-01 | 2016-05-05 |
| Rep | 提供资产管理 | 2016-04-01 | 2016-05-05 | |
| Rep | 证券交易 | 2016-04-01 | 2016-05-05 | |
| THADDEUS CAPITAL MANAGEMENT (HK) LIMITED | Rep | 提供资产管理 | 2008-08-25 | 2009-11-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2005-03-01 | 2008-06-07 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2005-03-01 | 2008-06-07 |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-02-11 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-02-11 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-02-11 | |
| Rep | 证券交易 | 2003-04-01 | 2005-01-14 |
已采集记录中暂无金管局登记。