| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就证券提供意见 | 2003-09-17 | 2005-10-05 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | - | 2003-09-13 |
| Rep | 提供资产管理 | - | 2003-09-13 | |
| Rep | 提供自动化交易服务 | - | 2003-09-13 | |
| Rep | 就证券提供意见 | - | 2010-05-07 | |
| Rep | 证券交易 | - | 2010-05-07 | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就机构融资提供意见 | - | 2003-09-13 |
| Rep | 提供自动化交易服务 | - | 2005-02-15 | |
| Rep | 证券交易 | - | 2005-10-05 |