| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HONG KONG FOREX INVESTMENT LIMITED | Rep | 杠杆式外汇交易 | 2006-11-03 | 2009-03-20 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2005-09-28 | 2006-09-19 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2005-09-28 | 2006-09-19 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 就期货合约提供意见 | - | 2003-12-31 |
| Rep | 提供资产管理 | - | 2003-12-31 | |
| Rep | 期货合约交易 | - | 2005-09-23 | |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 杠杆式外汇交易 | - | 2005-09-23 |