| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2005-08-10 | 2010-08-14 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2005-08-10 | 2010-08-14 |
| REXCAPITAL FUTURES LIMITED | Rep | 期货合约交易 | 2003-11-14 | 2005-08-05 |
| WINGS SECURITIES (HK) LIMITED | Rep | 证券交易 | 2003-11-14 | 2005-08-05 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | - | 2003-11-14 |
| Rep | 就证券提供意见 | - | 2003-11-14 | |
| Rep | 证券交易 | - | 2003-11-14 | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | - | 2003-11-14 |