| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SANFULL FUTURES LIMITED | Rep | 期货合约交易 | 2009-02-23 | 2011-03-31 |
| SANFULL SECURITIES LIMITED | Rep | 证券交易 | 2009-02-23 | 2011-03-31 |
| BOCOM International Securities Limited | Rep | 期货合约交易 | 2007-09-12 | 2009-02-14 |
| Rep | 证券交易 | 2007-09-12 | 2009-02-14 | |
| BOCOM International Holdings Company Limited | Rep | 期货合约交易 | 2005-11-07 | 2008-03-03 |
| Rep | 证券交易 | 2005-06-30 | 2008-03-03 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2003-12-03 | 2005-06-28 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2003-08-15 | 2005-06-28 |