| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DBS VICKERS (HONG KONG) LIMITED | Rep | 证券交易 | 2008-01-28 | 2008-11-14 |
| DBS TD WATERHOUSE SECURITIES (HONG KONG) LIMITED DBS | Rep | 就机构融资提供意见 | - | 2004-02-13 |
| Rep | 就证券提供意见 | - | 2004-02-13 | |
| Rep | 提供资产管理 | - | 2004-02-13 | |
| Rep | 证券交易 | - | 2004-02-13 | |
| DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | 就机构融资提供意见 | - | 2004-07-19 |
| Rep | 就证券提供意见 | - | 2004-07-19 | |
| Rep | 提供资产管理 | - | 2004-07-19 | |
| Rep | 证券交易 | - | 2008-06-01 | |
| TD WATERHOUSE INVESTOR SERVICES (HONG KONG) INC. TD WATERHOUSE INVESTOR SERVICES (HONG KONG) INC. | Rep | 就机构融资提供意见 | - | 2003-11-07 |
| Rep | 就证券提供意见 | - | 2003-11-07 | |
| Rep | 提供资产管理 | - | 2003-11-07 | |
| Rep | 证券交易 | - | 2003-11-07 |