| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2009-01-06 | 2010-05-01 |
| Rep | 就机构融资提供意见 | 2009-01-02 | 2010-05-01 | |
| Polaris Capital (Asia) Limited | Rep | 就机构融资提供意见 | 2006-11-09 | 2008-10-24 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2004-07-15 | 2005-06-22 |
| Rep | 证券交易 | 2004-07-15 | 2005-06-22 | |
| VC CAPITAL LIMITED | Rep | 就证券提供意见 | - | 2003-12-31 |
| Rep | 提供资产管理 | - | 2003-12-31 | |
| Rep | 就机构融资提供意见 | - | 2004-07-13 | |
| Rep | 证券交易 | - | 2004-07-13 |