| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| oOo Securities (HK) Group Limited | Rep | 证券交易 | 2012-01-27 | 2012-11-10 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2010-06-15 | 2010-12-08 |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2008-07-17 | 2009-02-26 |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就机构融资提供意见 | - | 2004-06-05 |
| Rep | 提供资产管理 | - | 2004-11-25 | |
| Rep | 证券交易 | - | 2004-11-25 | |
| Rep | 就证券提供意见 | - | 2005-06-09 |