| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Standard Advisory Asia Limited | Rep | 就期货合约提供意见 | 2007-11-20 | 2008-09-05 |
| Rep | 期货合约交易 | 2007-11-20 | 2008-09-05 | |
| Rep | 就证券提供意见 | 2007-08-21 | 2008-09-05 | |
| Rep | 证券交易 | 2007-08-21 | 2008-09-05 | |
| Merdeka Securities Limited | Rep | 就机构融资提供意见 | - | 2003-11-19 |
| Rep | 就证券提供意见 | - | 2003-11-19 | |
| Rep | 提供资产管理 | - | 2003-11-19 | |
| Rep | 证券交易 | - | 2004-09-01 |