| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Tung Shing Securities (Brokers) Limited | Rep | 证券交易 | 2008-04-22 | 2008-12-20 |
| IPP Financial Advisers Limited | Rep | 就证券提供意见 | 2007-09-07 | 2008-03-01 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2004-07-28 | 2005-04-20 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2004-04-14 | 2005-04-20 |
| HSBC LIFE (INTERNATIONAL) LIMITED | Rep | 就机构融资提供意见 | - | 2003-04-30 |
| Rep | 就证券提供意见 | - | 2003-04-30 | |
| Rep | 提供资产管理 | - | 2003-04-30 |