| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2014-11-17 | 2023-01-22 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2014-11-17 | 2023-01-22 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2012-07-09 | 2013-12-31 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2012-07-09 | 2013-12-31 |
| Manulife Investment Management (Hong Kong) Limited | Rep | 就机构融资提供意见 | - | 2004-05-05 |
| Rep | 就证券提供意见 | - | 2004-05-05 | |
| Rep | 提供资产管理 | - | 2004-05-05 | |
| Rep | 证券交易 | - | 2004-10-25 |