| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BGC SECURITIES (HONG KONG) LLC | Rep | 杠杆式外汇交易 | 2010-07-21 | 2011-03-21 |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 杠杆式外汇交易 | 2010-07-21 | 2011-03-05 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 就期货合约提供意见 | - | 2003-12-29 |
| Rep | 提供资产管理 | - | 2003-12-29 | |
| Rep | 期货合约交易 | - | 2010-05-12 | |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 杠杆式外汇交易 | - | 2010-05-12 |