| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ONE CHINA SECURITIES LIMITED | Rep | 证券交易 | 2009-08-06 | 2010-03-31 |
| TAI TAK SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2006-06-07 | 2009-07-31 |
| HENIK SECURITIES LIMITED | Rep | 证券交易 | 2005-06-28 | 2006-05-12 |
| EVERBEST INSURANCE AND FINANCIAL SERVICES LIMITED | Rep | 就证券提供意见 | 2004-04-23 | 2005-01-12 |