| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| iFAST Financial (HK) Limited | Rep | 就证券提供意见 | 2018-09-20 | 2020-02-12 |
| Rep | 证券交易 | 2018-09-20 | 2020-02-12 | |
| iFAST Global Markets (HK) Limited | Rep | 就证券提供意见 | 2018-09-20 | 2020-02-17 |
| Rep | 证券交易 | 2018-09-20 | 2020-02-17 | |
| iFAST Securities (HK) Limited | Rep | 证券交易 | 2018-09-20 | 2020-02-17 |
| IPP Financial Advisers Limited | Rep | 就证券提供意见 | 2012-06-15 | 2018-01-17 |
| Rep | 证券交易 | 2012-06-15 | 2018-01-17 | |
| Sun Life Hong Kong Limited | Rep | 就机构融资提供意见 | - | 2005-01-28 |
| Rep | 提供资产管理 | - | 2005-01-28 | |
| Rep | 就证券提供意见 | - | 2009-05-31 |