| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Houlihan Lokey (China) Limited | RO | 就机构融资提供意见 | 2020-03-20 | - |
| RO | 就证券提供意见 | 2020-03-20 | - | |
| RO | 证券交易 | 2020-03-20 | - | |
| Rep | 就机构融资提供意见 | 2011-10-31 | 2020-03-20 | |
| Rep | 就证券提供意见 | 2011-10-31 | 2020-03-20 | |
| Rep | 证券交易 | 2011-10-31 | 2020-03-20 | |
| DBS ASIA CAPITAL LIMITED | Rep | 就证券提供意见 | 2005-05-26 | 2006-05-20 |
| Rep | 就机构融资提供意见 | 2005-05-03 | 2006-05-20 | |
| Rep | 证券交易 | 2005-05-03 | 2006-05-20 | |
| RBS Asia Corporate Finance Limited | Rep | 就证券提供意见 | 2003-04-01 | 2005-01-24 |
| Rep | 提供资产管理 | 2003-04-01 | 2005-01-24 | |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2005-02-24 | |
| Rep | 证券交易 | 2003-04-01 | 2005-02-24 |