| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SAMSUNG SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2010-08-09 | 2011-01-28 |
| MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | 提供资产管理 | 2008-09-05 | 2009-09-11 |
| Credit Suisse (Hong Kong) Limited | Rep | 证券交易 | 2007-07-13 | 2008-05-16 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2007-07-13 | 2008-05-16 |
| Rep | 期货合约交易 | 2007-07-13 | 2008-05-16 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就证券提供意见 | 2005-08-18 | 2007-06-26 |
| HSBC SECURITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | - | 2003-12-10 |
| Rep | 提供资产管理 | - | 2003-12-10 | |
| Rep | 就证券提供意见 | - | 2005-08-10 |