| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Soul Ventures Investment Limited | RO | 提供资产管理 | 2025-09-19 | - |
| Rep | 提供资产管理 | 2025-07-23 | 2025-09-19 | |
| AVANTA INVESTMENT MANAGEMENT LIMITED | RO | 就证券提供意见 | 2024-07-19 | 2025-06-02 |
| RO | 提供资产管理 | 2024-07-19 | 2025-06-02 | |
| Rep | 就证券提供意见 | 2024-06-11 | 2024-07-19 | |
| Rep | 提供资产管理 | 2024-06-11 | 2024-07-19 | |
| SPARC CAPITAL MANAGEMENT LIMITED | RO | 就证券提供意见 | 2023-03-03 | 2023-11-30 |
| RO | 提供资产管理 | 2023-03-03 | 2023-11-30 | |
| Rep | 提供资产管理 | 2023-03-02 | 2023-03-03 | |
| Soul Ventures Investment Limited | RO | 提供资产管理 | 2022-03-11 | 2022-12-14 |
| AVANTA INVESTMENT MANAGEMENT LIMITED | RO | 就证券提供意见 | 2020-03-13 | 2022-02-21 |
| RO | 提供资产管理 | 2020-03-13 | 2022-02-21 | |
| Great Wall Pan Asia Asset Management Limited | Rep | 就证券提供意见 | 2015-04-28 | 2018-10-12 |
| Rep | 提供资产管理 | 2015-04-28 | 2018-10-12 | |
| Rep | 就证券提供意见 | 2014-08-12 | 2015-02-10 | |
| Rep | 提供资产管理 | 2014-08-12 | 2015-02-10 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2008-10-20 | 2010-02-12 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2008-09-09 | 2010-02-12 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 证券交易 | 2006-04-24 | 2008-08-30 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2004-07-08 | 2005-03-18 |
| Citigroup Global Markets Asia Limited | Rep | 就证券提供意见 | 2003-04-01 | 2004-06-09 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-06-09 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-06-09 | |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2005-03-18 | |
| Rep | 证券交易 | 2003-04-01 | 2005-03-18 |
已采集记录中暂无金管局登记。