Personnel Hong Kong SFC License Details (ID 106771)

Personnel Hong Kong SFC License Details (ID 106771)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CENTRIUM FORT CAPITAL GROUP LIMITED	Rep	证券交易	2018-10-25	2019-07-15
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	Rep	期货合约交易	2014-09-05	2017-06-11
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	证券交易	2014-09-05	2017-06-11
M&AMP;F ASSET MANAGEMENT LIMITED	Rep	证券交易	2012-06-15	2014-08-30
METRO CAPITAL FUTURES LIMITED	Rep	期货合约交易	2012-06-15	2014-08-30
Asia Pacific Securities Limited	Rep	证券交易	2009-02-18	2011-04-29
YUE XIU FUTURES COMPANY LIMITED	Rep	期货合约交易	2009-02-18	2010-04-08
CELESTIAL SECURITIES LIMITED	Rep	杠杆式外汇交易	2004-03-24	2009-01-19
CELESTIAL COMMODITIES LIMITED	Rep	提供自动化交易服务	-	2004-03-02
	Rep	就期货合约提供意见	-	2004-03-04
	Rep	提供资产管理	-	2004-03-04
	Rep	期货合约交易	-	2009-01-19
CELESTIAL SECURITIES LIMITED	Rep	就机构融资提供意见	-	2004-02-19
	Rep	就证券提供意见	-	2004-02-19
	Rep	提供资产管理	-	2004-02-19
	Rep	提供自动化交易服务	-	2004-02-19
	Rep	证券交易	-	2009-01-19