Personnel Hong Kong SFC License Details (ID 106854)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED	RO	就机构融资提供意见	2025-10-30	-
ORIENTAL PATRON ASIA LIMITED	Rep	就机构融资提供意见	2024-11-11	2024-12-31
Pulun International Capital Limited	RO	证券交易	2015-09-16	2021-03-03
	RO	就机构融资提供意见	2015-09-16	2024-04-25
FORTUNE (HK) SECURITIES LIMITED	RO	证券交易	2012-02-15	2015-07-07
FORTUNE FINANCIAL CAPITAL LIMITED	RO	就机构融资提供意见	2012-02-15	2015-07-07
FORTUNE (HK) SECURITIES LIMITED	Rep	证券交易	2012-01-11	2012-02-15
FORTUNE FINANCIAL CAPITAL LIMITED	Rep	就机构融资提供意见	2012-01-11	2012-02-15
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	RO	就机构融资提供意见	2011-06-07	2011-08-11
	RO	证券交易	2011-06-07	2011-08-11
	Rep	就机构融资提供意见	2011-04-26	2011-06-07
	Rep	证券交易	2011-04-26	2011-06-07
KINGSTON CORPORATE FINANCE LIMITED	RO	就机构融资提供意见	2009-06-25	2011-04-16
KINGSTON SECURITIES LIMITED	RO	证券交易	2009-06-25	2011-04-16
KINGSTON CORPORATE FINANCE LIMITED	Rep	就机构融资提供意见	2009-05-04	2009-06-25
KINGSTON SECURITIES LIMITED	Rep	证券交易	2009-05-04	2009-06-25
CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED	RO	就机构融资提供意见	2007-05-17	2009-04-13
	RO	证券交易	2007-05-17	2009-04-13
SBI E2-CAPITAL PARTNERS LIMITED	RO	证券交易	2007-05-17	2007-12-06
	RO	就机构融资提供意见	2007-05-17	2008-09-01
CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED	Rep	就机构融资提供意见	2007-02-28	2007-05-17
	Rep	证券交易	2007-02-28	2007-05-17
SBI E2-CAPITAL PARTNERS LIMITED	Rep	就机构融资提供意见	2007-02-28	2007-05-17
	Rep	证券交易	2007-02-28	2007-05-17
ORIENTAL PATRON ASIA LIMITED	Rep	就证券提供意见	2003-04-01	2004-05-24
	Rep	提供资产管理	2003-04-01	2004-05-24
	Rep	就机构融资提供意见	2003-04-01	2005-10-15

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