| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CICC US Securities, Inc. | RO | 证券交易 | 2009-12-02 | 2010-06-30 |
| Rep | 证券交易 | 2008-05-30 | 2009-12-02 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 证券交易 | 2005-01-19 | 2010-06-30 |
| CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED | Rep | 就机构融资提供意见 | - | 2005-01-19 |
| Rep | 就证券提供意见 | - | 2005-01-19 | |
| Rep | 提供资产管理 | - | 2005-01-19 |