| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LEHMAN BROTHERS ASIA LIMITED | RO | 就机构融资提供意见 | 2007-10-04 | 2008-07-30 |
| RO | 就证券提供意见 | 2007-10-04 | 2008-07-30 | |
| Rep | 就机构融资提供意见 | 2006-08-03 | 2007-10-04 | |
| Rep | 就证券提供意见 | 2006-08-03 | 2007-10-04 | |
| RBS Asia Corporate Finance Limited | Rep | 就机构融资提供意见 | 2005-04-15 | 2005-06-16 |
| Rep | 证券交易 | 2005-04-15 | 2005-06-16 | |
| Rep | 就机构融资提供意见 | - | 2003-05-30 | |
| Rep | 就证券提供意见 | - | 2003-05-30 | |
| Rep | 提供资产管理 | - | 2003-05-30 | |
| Rep | 证券交易 | - | 2003-05-30 |